BEETHOVEN, LUDWIG VAN German musical composer, was baptized (probably, as was usual, the day after birth) on Dec. 17, 1770, at Bonn.
At nine years of age Beethoven entered upon a course of clavier lessons under a singer named Pfeiffer, and obtained a little gen eral education from a certain Zambona. Van den Eeden, the court organist, and an old friend of his grandfather, taught him the organ and the pianoforte, with the result that in 1781 Van Eeden's successor, C. G. Neefe, was able to allow the boy to act occasionally as his deputy. With his permission Beethoven pub lished in 1783 his earliest extant composition, a set of variations on a march by Dressler. The title-page states that they were written in 1780 "par un jeune amateur Louis van Beethoven dge de dix ans." Beethoven's father could not make up his mind whether thus to antedate the compositions of his infant prodigy, or, as in the case of the three sonatas also written in 1783, to postdate his birth. Accordingly Beethoven for a long time believed that he was born in 1772, and the certificate of his baptism hardly convinced him, because he knew that he had an elder brother named Ludwig who died in infancy.
In the year of these first compositions, 1783, Beethoven was given the post of cembalist in the Bonn theatre, and in 1784 his position of assistant to Neefe became official. In a catalogue raisonne of the archbishop-elector's court musicians we rind "No. 14, Ludwig Beethoven" described as "of good capacity, still young, of good, quiet behaviour and poor," while his father (No. 8) "has a completely worn-out voice, has long been in service, is very poor, of fairly good behaviour, and married." First Visit to Vienna.—In the spring of 1787 Beethoven paid a short visit to Vienna, where he astonished Mozart by his extem porizations and had a few lessons from him. How he was enabled to afford this visit is not clear. After three months the illness of his mother, to whom he was devoted, brought him back. She died in July, leaving a baby girl, one year old, who died in November. For five more years Beethoven remained at Bonn supporting his family, of which he had been since the age of 15 practically the head, as his father's bad habits steadily increased until in 1789 Ludwig was officially entrusted with his father's salary. He had already made several lifelong friends at Bonn, of whom the chief were Count Waldstein and Stephan Breuning; and his pros pects brightened as the archbishop-elector, in imitation of his brother the Emperor Joseph II., enlarged the scale of his artistic munificence.
By 1792 the archbishop-elector's attention was thoroughly aroused to Beethoven's power, and he provided for Beethoven's second visit to Vienna. The introductions which he and Count Waldstein gave to Beethoven, the prefix "van" in Beethoven's name (which looked well though it was not really a title of no bility), and, above all, his astonishing playing and extemporiza tion, quickly secured his footing with the exceptionally intelligent and musical aristocracy of Vienna, who to the end of his life treated him with genuine affection and respect, bearing with his rudeness and irascibility, not as with the eccentricities of a fashionable genius, but as with the agonies of a passionate and noble nature.
The general lines of Beethoven's life are graphically traced, for English readers, in Grove's article thereon in the Dictionary of Music and Musicians; while the monumental biography of Thayer, who devoted his whole life to collecting materials, furnishes fuller information and deserves, it may be added, more mannerly treat ment than it has received from those who find occasion to correct it. Thayer, rescuing Beethoven's character from the sentimental legends which had substituted melodrama for life, dealt unflinch ingly with the facts, until the mass of grotesque and sometimes sordid detail only threw into clearer light the noble character and passionate zeal for the highest moral ideals throughout every distress and temptation to which a hasty and unpractical temper and the growing shadow of a terrible misfortune could expose a man.
Beethoven could do without sympathy, but a grounding in strict counterpoint he felt to be a dire necessity ; so he continued his studies with Albrechtsberger, a mere grammarian who had the poorest opinion of him, but who could, at all events, be de pended on to attend to his work. The key to the situation is that Mozart had died at the age of 36, just at the time that Beethoven came to Vienna, and that Haydn was profoundly shocked by the untimely loss of the greatest musician he had ever known. At such a time Beethoven's tactlessness doubtless combined with his clumsy efforts at academic exercises to confirm Haydn in the belief that the sun had set for ever in the musical world, and prejudiced him against those bold features of style and form which the whole of his own artistic development had gone far to justify.
It is at least significant that those early works of Beethoven in which Mozart's influence is most evident, such as the septet, aroused Haydn's open admiration, whereas he hardly approved of compositions like the sonatas, op. 2 (dedicated to him), in which his own influence is stronger. Neither he nor Beethoven was articulate except in music, and it is impossible to tell what Haydn meant, or what Beethoven thought he meant, in advising him not to publish the last and finest of the three trios, op. 1. But whatever Haydn meant, he cannot have failed to contrast the achievements of Mozart, who after a miraculous boyhood had produced at the age of 25 some of the greatest music Haydn had ever seen, with the slow and painful development of his uncouth pupil, who at the same age had hardly a dozen presentable works to his credit. There is no evidence that Haydn ever came to understand Beethoven; and many years passed before Beethoven realized the greatness of the master whose teaching had so dis appointed him.
In 1814 it seemed as if the summit of his fame was reached when his 7th symphony was performed, together with a hastily written cantata, Der glorreiche Augenblick and the absurd fire work entitled Wellingtons Sieg oder die Schlacht bei Vittoria, once popular in England as the "Battle Symphony." The occa sion for this performance was the Congress of Vienna; and the Government placed the two halls of the Redouten-Saal at his disposal for two nights, while he himself was allowed to invite all the sovereigns of Europe. In the same year he received the free dom of the city, an honour much valued by him. After that time his immediate popularity, as far as new works were concerned, became less pronounced, as that of his easy-going contemporaries began to increase. Yet there was, not only in the emotional power of his earlier works, but also in the known cause of his increasing inability to appear in public, something that awakened the best popular sensibilities ; and when his two greatest and most difficult works, the ninth symphony and parts of the Missa Solennis, were produced at a memorable concert in 1824, the storm of applause was overwhelming, and the composer, who was on the platform in order to give the time to the conductor, had to be turned round by one of the singers in order to see it.
The touching document addressed to his brothers in 1802, and known as his "will," should be read in its entirety, as given by Thayer (iv. 4). No verbal quotation short of the whole will do it justice. It runs almost as one long unbroken sentence through the whole tragedy of Beethoven's life as he knew it then and fore saw its future. It dwells upon his natural love of society and his dread of it in his present and future condition. It reproaches men for judging him to be pugnacious and obstinate without suspecting that he may be incurably ill, and terrified lest the cause should appear. Beethoven declared that when those near him had heard a flute or a singing shepherd while he heard nothing, he was only prevented from taking his life by the thought of his art, for it seemed impossible for him to leave the world until he had brought out all that of which he felt himself to be capable. He requests that after his death his doctor shall be asked to describe his illness and to append it to this document in order that at least then the world may be as far as possible reconciled with him. He leaves his brothers his property, such as it is, and declares that only force of character has preserved his life and his courage through all his misery.
And, indeed, his art and his courage rose far above any level attainable by those artists who are slaves to the "personal note," for his chief occupation at the time of this document was his end symphony, the most brilliant and triumphant piece that had ever been written up to that time. On a smaller scale, in which mastery was the more easily attainable as experiment was more readily tested, Beethoven was sooner able to strike a tragic note, and hence the process of growth in his style is more readily traceable in the pianoforte works than in the larger compositions which naturally represent a series of crowning results. Only in his last period does the pianoforte cease to be Beethoven's normal means of expression. Accordingly, the sonatas may conveniently be given a more prominent place than the greater works in our dis cussion of Beethoven's art. They are a key to all the rest.
This nephew was the cause of most of his anxiety and distress in the last 12 years of his life. His brother, Kaspar Karl, had often given him trouble ; for example, by obtaining and publish ing juvenilia, such as the trio-variations, op. 44, the sonatas, op. 49, and other trifles, of which the late opus number is thus ex plained. In 1815, after Beethoven had quarrelled with his oldest friend, Stephan Breuning, for warning him against trusting his brother in money matters, Kaspar died, leaving a widow of whom Beethoven strongly disapproved, and a son, nine years old, for the guardianship of whom Beethoven fought the widow through all the law courts.
The boy turned out unworthy of his uncle's persistent devotion, and gave him every cause for anxiety. He failed in all his ex aminations, including an attempt to learn some trade in the polytechnic school, whereupon he fell into the hands of the police for attempting suicide, and, after being expelled from Vienna, joined the army. Beethoven's passionately affectionate nature could neither educate nor understand a human being whose im pulses were not strenuous. The boy had really a not much better chance in his uncle's hands than in his mother's. A judicial de cision most unfortunately stopped his being sent to a good school in Russia. But Thayer, a faithful judge in matters of humanity, points out that long after the sentimental biographers of Bee thoven had done their worst for the nephew, that person pulled himself together and married respectably. He did nothing so mean in requital of Beethoven's inexhaustible affection as the spirit shown by writers who omit to record this.
Character.—Beethoven suffered throughout his whole life for lack of outlet for his affections. He was often deeply in love and made no secret of it ; but, after some vaguely rumoured sowings of wild oats he became as fierce as Browning in his resentment of the "artistic temperament" in morals; and his attachments, though mostly to persons unattainably above him in rank, never gave rise to scandal or ridicule. Penitence is not a fashionable virtue in this loth century; but Joachim has finely described Beethoven as a penitent; and this characteristic does not narrow, but enhances, the unorthodoxy, the humour and tragedy which in his art are blended as inextricably as in Shakespeare and in life. Beethoven's orthodoxy in morals amuses the Philistine when it shows itself in his objections to Mozart's Don Giovanni, and in his reasons for selecting the subject of Fidelio for his own opera. But genius is far too independent of convention to abuse it ; and Beethoven's character, with its masterfulness, its saeva indignatio and its peni tence, is as far beyond the shafts of Philistine wit as his art.
At the beginning of 1827 Beethoven had projects for a loth symphony, music to Goethe's Faust, and (under the stimulus of his newly acquired collection of Handel's works) any amount of choral music, compared to which all his previous compositions would have seemed but a prelude. But he was in bad health; the hospitality of his brother Johann, did not include bedroom fires and closed carriages ; and it resulted in a chill which ended in a fatal illness. A week before his death Beethoven was still full of his projects. Three days before the end he added a codicil to his will, and saw Schubert, whose music had aroused his keen interest. But Beethoven was not able to speak to him, though he afterwards spoke of the Philharmonic Society and the English; almost his last words being "God bless them." On March 26, 1827, during a fierce thunderstorm, he died, in the light of a pioneer, while the art with which he started was nevertheless already a perfectly mature and highly organized thing. And he is also extraordinary in this, that his power of constructing perfect works of art never deserted him while he revolutionized his means of expression. This may be true, though less obviously, of other great artists. But in mature art vital differences in works of similar form are generally more likely to be overlooked than to force themselves on the critic's attention. And when they become so great as to make a new epoch, it is generally at the cost of a period of experiment with perishable results. Nevertheless Beethoven's art moves farther from Mozart's than Mozart's moves from Handel's; and this in a process of development so smooth that its true "periods" should be marked as special stages for each particular work.
Evidence of the Sketch-books.—No artist has ever left more authoritative documentary evidence as to the steps of his develop ment than Beethoven. In boyhood he seems to have acquired the habit of noting down all his musical ideas exactly as they first struck him. It is easy to see why in later years he referred to this as a "bad habit," for it must often take longer to jot down a crude idea than to reject it. But Beethoven had acquired that habit ; and thereby he has, perhaps, misled some critics into over-emphasizing the contrast between his "tentative" self-critical methods and the quasi-extempore outpourings of Mozart. But it is probable that in every thoughtful mind every apparently sudden inspiration is preceded by some anticipatory mood in which the idea was sought and its first faint indications tested and rejected so instantaneously as to leave no impression on the memory.
The number and triviality of Beethoven's preliminary sketches should not, then, be taken as evidence of a timid or vacillating spirit. But if we regard his sketches as his diary their significance becomes inestimable. They cover every period of Beethoven's career, and represent every stage of nearly all his important works, as well as of innumerable trifles, including ideas that did not sur vive to be worked out. And the type of self-criticism is the same from beginning to end. The sketches of the first period show no lack of attention to elements that seem more prominent in the third. The difference between Beethoven's three styles appears first in its full proportions when we realize this complete con tinuity of his method and art.
First Period Works.—While he was handling a range of ideas not, to modern ears, glaringly different from Mozart's, he had no reason to use a glaringly different language. His contemporaries, however, found it more difficult to see the resemblance ; and, though their criticism was often violently hostile, they saw with prejudice a daring originality which we may as well learn to appre ciate with study.
Beethoven himself in later years partly affected and partly felt a lack of sympathy with his own early style. But he had other things to do than to criticize it. Modern prejudice has not his excuse, and the neglect of Beethoven's early works is no less than the neglect of the key to the understanding of his later. It is also the neglect of a mass of mature art that already places Beethoven on the same plane as Mozart, and contains perhaps the only traces in all his work of a real struggle between the forces of progress and those of construction. The truth is that there are several styles in Beethoven's first period, in the centre of which, "proving all things," is the true and mature Beethoven, whose scope is destined to expand beyond recognition.
The promise appears in the very earliest works. The pianoforte quartets which he wrote at the age of 15 are, no doubt, clumsy and childish in execution to a degree that contrasts remarkably with the works of Mozart's, Mendelssohn's or Schubert's boyhood; yet they contain material actually used in the sonatas, op. 2, Nos. I and 3. And the passage in op. 2, No. 3, is that immediately after the transition (bar 27 et seq.) where, as Beethoven then states it, it embodies one of his most epoch-making discoveries, namely, the art of organizing a long series of apparently free modulations by means of a systematic progression in the bass. In the childish quartet the principle is only dimly felt, but it is indisputably present ; and it afterwards gives inevitable dramatic truth to such passages as the climax of the development in the sonata, op. 57 (commonly called Appassionata), and, throughout the chaos of the mysterious introduction to the C major string-quartet, op. 59, No. 3, prepares us for the world of loveliness that arises from it.
The second sonata is flawless in execution, and entirely beyond the range of Haydn and Mozart in harmonic and dramatic thought, except in the finale. And it is just in the adoption of the luxurious Mozartian rondo form as the crown of this work that Beethoven shows his true independence. He adopts the form, not because it is Mozart's but because it is right and because he can master it. The opening of the second subject in the first movement (bar 58 et seq.) is a wonderful application of the harmonic principle already mentioned in connection with the early piano quartets. In all music nothing equally dramatic can be found before the D minor sonata, op. 31, No. 2, which is rightly regarded as marking the beginning of Beethoven's second period. The slow movement, like those of op. 7 and a few other early works, shows a thrilling solemnity that immediately proves the identity of the pupil of Haydn with the creator of the 9th symphony.
The little scherzo no less clearly foreshadows the new era in music by the fact that in so small and light a movement a modu lation from A to G sharp minor can occur too naturally to excite surprise. If the later work of Beethoven were unknown there would be very little evidence that this sonata was by a young man, except, perhaps, in the abruptness of style in the first movement, an abruptness which is characteristic, not of immaturity, but of art in which problems are successfully solved for the first time. This abruptness is, however, in a few of Beethoven's early works carried appreciably too far. In the sonata in C minor, op. i o, No. I, for example, the more vigorous parts of the first movement lose in breadth from it, while the finale is almost stunted.
The C minor trio, op. I, No. 3, is not more remarkable for the boldness of thought that made Haydn doubtful as to the advis ability of publishing it, than for the perfect smoothness and spaciousness of its style. These qualities Beethoven at first natu rally found easier to retain with less dramatic material, as in the other trios in the same opus, but the C minor trio does not stand alone. It represents, perhaps, the most numerous, as certainly the noblest, class of Beethoven's early works. Certainly the smallest class is that in which there is unmistakable imitation of Mozart, and it is significant that almost all the examples of this class are works for wind instruments, where the technical limitations nar rowly determine the style and discourage the composer from taking things seriously. Such works are the beautiful and popular septet, the quintet for pianoforte and wind instruments (modelled super ficially, yet closely and with a kind of modest ambition, on Mozart's wonderful work for the same combination) and, in a more free, but not more weighty style, the trio for pianoforte, clarinet and violoncello, op. i i, and the horn sonata, op. 17.
In the three pianoforte sonatas, op. 31, the struggle of the tran sition is as manifest as its accomplishment is triumphant. The first movement of the first sonata (in G major) deals with widely separated keys on new principles. These are embodied in a style which for abruptness and jocular paradox is hardly surpassed by Beethoven's most nervous early works. The exceptionally ornate and dilatory slow movement reads almost like a protest ; while the finale begins as if to show that humour should be beautiful, and ends by making fun of the beauty. The second of these sonatas (in D minor) is the greatest work which Beethoven had as yet written. Its first movement, already cited above in connection with the dramatic rising bass in op. 2, No. 2, is like that of the Sonata Appassionata, a locus classicus for such powerful devices. And it is worth noting that the only sketch known of this movement is a sketch in which nothing but its sequential plan is indicated. In the third sonata Beethoven enjoys on a higher plane an experience which he had often indulged in before, the attainment of smooth ness and breadth by means of a delicately humorous calm which gives scope to the finer subtleties of his new thoughts.
Beethoven himself wrote to his publisher that these three sonatas represented a new phase in his style ; but when we realize his artistic conscientiousness it is not surprising that they should be contemporary with larger works like the end symphony, which are characteristic rather of his first manner. His whole develop ment is ruled by his determination to let nothing pass until it has been completely mastered; and, long before this, his sketch-books show that he had many ambitious ideas for a 1st symphony, and that it was a deliberate process that made his ambitions dwindle into something that could be safely realized in the masterly little comedy with which he began his orchestral career. The easy breadth and power of the end symphony represent an amply suf ficient advance, and leave his forces free to develop in less expan sive forms those vast energies for which afterwards the orchestra and the string-quartet were to become the natural field.
The short introduction to the finale is harmonically and emo tionally the most profound thing in the sonata, while the finale itself uses every new resource in the triumphant attainment of a leisure more splendid than any conceivable in the most spacious of Mozart's rondos. Yet it is well known that Beethoven originally intended the beautiful Andante in F, afterwards published sepa rately, to be the slow movement of this sonata. That Andante is, like the finale, a spacious and gorgeous rondo, which probably Beethoven himself could not have written at an earlier period. The modulation to D flat in its principal theme, and that to G flat near the end, are its chief harmonic effects and stand out in beau tiful relief within its limits. After the first movement of the Waldstein sonata they would be as out of place as the line, "But hist ! I must dissemble " in a play by Ibsen.
The sketch-books show that Beethoven when he first planned the sonata, was by no means inattentive to the balance of harmonic colour in the whole scheme, but that at first he did not realize how far that scheme was going to carry him. He originally thought of the slow movement as in E major, a remote key to which, however, he soon assigned the more intimate position of complementary key in the first movement. He then worked at the slow movement in F with such zest that he did not discover until the whole sonata was finished that he had raised the first and last movements to an altogether higher plane of thought, though the redundancy of the two rondos in juxtaposition and the unusual length of the sonata were so obvious that his friends ventured to point them out.
Beethoven's revision of his earliest works is now known to have been extensive and drastic ; but this is the first instance—and Fidelio and the quartet in B flat, op. 131, are the only other in stances—of any later work needing important alteration after it was completely executed.
To describe the works of Beethoven's second period here would be to describe a library of well-known classics. Further illustra tions will be found in the articles on SONATA FORMS, CONTRAPUN TAL FORMS, HARMONY and INSTRUMENTATION. It remains here to indicate the essential features of his third style, and to conclude with a survey of his influence on the history of music.
The extreme simplicity of Beethoven's themes in the first two movements of the quartet in B flat, op. 13o, and the tremendous complexity of the texture into which they are woven, at first seem mysterious and intangible rather than astonishing. The boldness with which the slow introduction is blended in broad statement and counter-statement with the allegro, is directly impressive, as is also the entry of the second subject with its dark harmony and tone, but the work needs long familiarity before its vast mass of thought reveals itself to us in its true lucidity. Such works are "dark with excessive bright." When we enter into them they are transparent as far as our vision extends. and their darkness is that of a depth that shines as we penetrate it. In all probability only a veil of familiarity prevents our finding the same kind of difficulty in Beethoven's earlier works.
Beethoven may have mastered some things with difficulty, but he mastered nothing incompletely; and where he is not orthodox it is safest to conclude that orthodoxy is wrong. Had he lived for another ten years he would certainly have produced many choral works and many other great instrumental works in which this last remaining element of conflict between texture and form would have dwindled away. But while this would doubtless result in such works being easier to follow, it would yet be no sound criterion by which to stigmatize as an immaturity the roughness of the polyphonic works that we know. That roughness is a necessary condition, without which Beethoven's extant material could have received only the academic handling of a dead language. And by it was created that permanent reconciliation of polyphony and form from which has arisen almost all that is true in "Romantic" music, all that is peculiar to the thematic technique of Wagnerian opera, and all the perfect smoothness of Brahms's polyphony. Supreme Artistic Concentration.—The depth of thought and closeness of texture in Beethoven's later works are, of course, the embodiment of a no less profound emotional power. If we at times feel that the last quartets are more introspective than dra matic, that is only because Beethoven's dramatic sense is higher than ours. The subject is too large and too subtle for dogmatism to be profitable; and we cannot in Beethoven's case, as we can in Bach's, cite a complete series of illustrations of his musical ideas from his treatment in choral music of words which themselves interpret the intention of the composer. There is so little but the music itself by which one can express Beethoven's thought, that the utmost we can do here is to refer the reader, as before, to the articles on SONATA FORMS, HARMONY, INSTRUMENTATION, OPERA and Music, where he will find further attempts to indicate in what sense pure music can be described as dramatic and expressive of emotion.
As our range of investigation widens, and thoroughness of analy sis and study increases, so we shall surely find in ourselves an ever-deepening conviction that Beethoven, whether in range, depth and truth of thought, perfect sense of beauty, or absolute conscientiousness of execution, is the greatest musician, perhaps the greatest artist, that ever lived. There is no means of measuring Beethoven's influence upon subsequent music. Every composer of every school claims it. The immense changes which he brought about in the range of music have their most obvious effect in the possibilities of emotional expression ; and so every outbreak of vulgarity or sentimentality can with impunity claim descent from Beethoven, though its ancestry may be no higher than Meyerbeer. Consider, again, that confusion of thought which regards a series of works markedly different in form as containing less form than any number of works all cast in the same mould. Hence the works of Beethoven's third period have been cited in defence of more than one "revolution," attempted in a form which never existed in any true classic, for the purpose of setting up something the revo lutionist has not yet succeeded in inventing.
The depth and solemnity of Beethoven's melody and later poly phonic richness are a leading source of Schumann's inspiration, though Schumann's artistic schemes exclude any high degree of organization on a large scale. Beethoven's late polyphony is carried on by Brahms to the point at which perfect smoothness of style is once more possible, and there is no aspect of his form which Brahms neglects or fails to realize with that complete originality which has nothing to fear from its ancestry. Wagner does not handle the same art-forms ; his task is different ; but Beethoven was the inspiring source, not only of his purely musical sense, but also of his whole sense of dramatic contrast and fitness. When he had shaken off the habits of second-rate operatic styles there remained to him, pre-eminently in his music and more imperfectly realized in his drama, a power of combining contrasted emotions found only in the greatest dramatists. Bach and Beethoven are the sources of the polyphonic means of expression by which he attains this achievement. Beethoven alone is the extraneous source of his knowledge that it was possible.
It is as certain as anything in the history of art that there will never be a time when Beethoven's work does not occupy the cen tral place in a sound musical mind. When Beethoven is out of fashion, that is because people are afraid of drama and of sublime emotions. And that amounts merely to a fear of life.